Twelve Firms to Pay More Than $63 Million Combined to Settle SEC's Charges for Recordkeeping Failures

Publisher

U.S. Securities and Exchange Commission

URL

https://www.sec.gov/newsroom/press-releases/2025-6

Published

2025-01-13

Updated

unknown

Accessed

2026-10-14

HTTP status

200

License

US government work; public domain; public domain; short excerpts and locators used

Source notes citing this source

Cite this source record

APA

WarmTransfer. (2025, January 13). Twelve Firms to Pay More Than $63 Million Combined to Settle SEC's Charges for Recordkeeping Failures. WarmTransfer. https://warmtransfer.net/knowledge/sources/sec-press-2025-6-12-firms-recordkeeping

BibTeX

@misc{warmtransfer-sec-press-2025-6-12-firms-recordkeeping,
  title  = {Twelve Firms to Pay More Than $63 Million Combined to Settle SEC's Charges for Recordkeeping Failures},
  author = {{WarmTransfer}},
  year   = {2025},
  url    = {https://warmtransfer.net/knowledge/sources/sec-press-2025-6-12-firms-recordkeeping},
  note   = {U.S. Securities and Exchange Commission, accessed 2026-10-14}
}