SEC Charges 16 Wall Street Firms with Widespread Recordkeeping Failures

Publisher

U.S. Securities and Exchange Commission

URL

https://www.sec.gov/newsroom/press-releases/2022-174

Published

2022-09-27

Updated

unknown

Accessed

2026-10-14

HTTP status

200

License

US government work; public domain; public domain; short excerpts and locators used

Source notes citing this source

Cite this source record

APA

WarmTransfer. (2022, September 27). SEC Charges 16 Wall Street Firms with Widespread Recordkeeping Failures. WarmTransfer. https://warmtransfer.net/knowledge/sources/sec-press-2022-174-16-firms-recordkeeping

BibTeX

@misc{warmtransfer-sec-press-2022-174-16-firms-recordkeeping,
  title  = {SEC Charges 16 Wall Street Firms with Widespread Recordkeeping Failures},
  author = {{WarmTransfer}},
  year   = {2022},
  url    = {https://warmtransfer.net/knowledge/sources/sec-press-2022-174-16-firms-recordkeeping},
  note   = {U.S. Securities and Exchange Commission, accessed 2026-10-14}
}