Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants (Final Rule, Release 34-96034)

Publisher

U.S. Securities and Exchange Commission

URL

https://www.sec.gov/rules/2022/10/electronic-recordkeeping-requirements-broker-dealers-security-based-swap-dealers-and

Published

2022-11-03

Updated

unknown

Accessed

2026-10-14

HTTP status

200

License

US government work; public domain; public domain; short excerpts and locators used

Source notes citing this source

Cite this source record

APA

WarmTransfer. (2022, November 3). Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants (Final Rule, Release 34-96034). WarmTransfer. https://warmtransfer.net/knowledge/sources/sec-final-rule-34-96034-electronic-recordkeeping

BibTeX

@misc{warmtransfer-sec-final-rule-34-96034-electronic-recordkeeping,
  title  = {Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants (Final Rule, Release 34-96034)},
  author = {{WarmTransfer}},
  year   = {2022},
  url    = {https://warmtransfer.net/knowledge/sources/sec-final-rule-34-96034-electronic-recordkeeping},
  note   = {U.S. Securities and Exchange Commission, accessed 2026-10-14}
}