FINRA Rule 3170. Tape Recording of Registered Persons by Certain Firms

Publisher

FINRA

URL

https://www.finra.org/rules-guidance/rulebooks/finra-rules/3170

Published

2019-05-08

Updated

unknown

Accessed

2026-10-14

HTTP status

200

License

FINRA website terms; copyrighted; no-redistribution; short excerpts and locators only

Source notes citing this source

Cite this source record

APA

WarmTransfer. (2019, May 8). FINRA Rule 3170. Tape Recording of Registered Persons by Certain Firms. WarmTransfer. https://warmtransfer.net/knowledge/sources/finra-rule-3170

BibTeX

@misc{warmtransfer-finra-rule-3170,
  title  = {FINRA Rule 3170. Tape Recording of Registered Persons by Certain Firms},
  author = {{WarmTransfer}},
  year   = {2019},
  url    = {https://warmtransfer.net/knowledge/sources/finra-rule-3170},
  note   = {FINRA, accessed 2026-10-14}
}